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Inactive

Rebecca Mary Kindig

Cx Institutional, LLC

Auburn Hills, MI

Auburn, IN

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Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-07-01
TX RA APPROVED 2025-07-01
  • MI RA
    APPROVED
    Since 2025-07-01
  • TX RA
    APPROVED
    Since 2025-07-01

Branch Locations

3121 University Dr Suite 100, Auburn Hills, MI 48326 • United States

200 East 7Th Street, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfg Advisers Llc Auburn Hills MI 02/2018 08/2025
Tfg Advisers Llc Auburn Hills MI 10/2018 08/2025
Graff Chevrolet Mt. Pleasant MI 08/2014 12/2017
Michigan Financial Companies Sterling Heights MI 06/2017 08/2017
Central Michigan University Mount Pleasant MI 08/2013 12/2017
Cx Institutional Auburn Hills MI 07/2025 Present
  • 02/2018 → 08/2025
    Tfg Advisers Llc
    Auburn Hills, MI
  • 10/2018 → 08/2025
    Tfg Advisers Llc
    Auburn Hills, MI
  • 08/2014 → 12/2017
    Graff Chevrolet
    Mt. Pleasant, MI
  • 06/2017 → 08/2017
    Michigan Financial Companies
    Sterling Heights, MI
  • 08/2013 → 12/2017
    Central Michigan University
    Mount Pleasant, MI
  • 07/2025 → Present
    Cx Institutional
    Auburn Hills, MI
Previous Registrations
  • 2018-10-26 → 2025-07-23
    Tfg Advisors
    Auburn Hills, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-26
  • S65 Uniform Investment Adviser Law Examination
    2018-10-26
Designations
Other Names
  • Rebecca Mary Kindig
  • Rebecca Mary Carpenter

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
GIBBS WEALTH MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
PREDMORE ADVISORS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

DANIEL THOMAS WISNIEWSKI
ANDREW SCOTT GRABINSKI
James R Smith
PATRICE LANELL JOSIENE SINCLAIR
John A Kulhavi
JASON LEE FIREK
John G Gaynor
Nancy Ann Smith

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUBURN HILLS, MI
KESTRA PRIVATE WEALTH SERVICES, LLC · Auburn Hills, MI
J.P. MORGAN SECURITIES LLC · AUBURN HILLS, MI
GIBBS WEALTH MANAGEMENT, LLC · Bloomfield Twp, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCHESTER HILLS, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
PREDMORE ADVISORS LLC · ROCHESTER HILLS, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Auburn Hills, MI

More in Auburn Hills, MI

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