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Daniel Thomas Wisniewski

Raymond James & Associates, Inc.

Auburn Hills, MI

Clarkston, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-02
MI RA APPROVED 2010-09-24
  • TX RA
    APPROVED_RES
    Since 2018-03-02
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

27 S Squirrel, Ste. 200, Auburn Hills, MI 48326 • United States

20 West Washington Street Suite 1, Clarkston, MI 48346 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Auburn Hills MI 10/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-01
S63 Uniform Securities Agent State Law Examination 1999-12-07
  • S65 Uniform Investment Adviser Law Examination
    2000-06-01
  • S63 Uniform Securities Agent State Law Examination
    1999-12-07

View on SEC IAPD

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PATRICE LANELL JOSIENE SINCLAIR
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JASON LEE FIREK
John G Gaynor
Nancy Ann Smith
MEGAN MICHELLE RINGWELSKI

Other Offices

KESTRA PRIVATE WEALTH SERVICES, LLC · Auburn Hills, MI
J.P. MORGAN SECURITIES LLC · AUBURN HILLS, MI
GIBBS WEALTH MANAGEMENT, LLC · Bloomfield Twp, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCHESTER HILLS, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
PREDMORE ADVISORS LLC · ROCHESTER HILLS, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Auburn Hills, MI
DEFINING WEALTH · Auburn Hills, MI

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