Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2003-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Seigel Group Llc,Cpa'S | Auburn | IN | 01/1996 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/1997 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2003 | Present |
1) THE SEIGEL GROUP LLC,CPA'S, TAX & ACCTG PRAC-MEMBER/OWNER SINCE 1/1/96-PREP TAX RETS PERFORM AUDITS & REVIEW OF COMPILATION-40-50HR/WK. 2) SEIGEL PROPERTIES; NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; COMMERCIAL/RESIDENTIAL REAL ESTATE RENTALS; START 7/2015; 1 HOUR/WEEK AFTER SECURITIES TRADING HOURS. 3) NAME OF OTHER BUSINESS: EBENEZER SHEPHERDING MINISTRIES OF AFRICA, INC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: FUNDRAISING ORGANIZATION ; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES KEEP ORGANIZATION IN COMPLIANCE WITH STATE AND FEDERAL REGULATIONS. FILE ANNUAL FILINGS. PREPARE FINANCIAL STATEMENTS FOR THE BOARD OF DIRECTORS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-27 |
Reach out to this advisor