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Alan Gary Lang

Charles Schwab & Co., Inc.

Columbus, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-12-23
  • OH RA
    APPROVED
    Since 2020-12-23

Branch Locations

277 W. Nationwide Blvd., Columbus, OH 43215-9737 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Birmingham MI 09/2014 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2016 08/2017
Unemployed Sterling Heights MI 08/2017 11/2017
Td Ameritrade Ft. Worth TX 11/2017 05/2024
Charles Schwab & Co., Inc. Columbus OH 12/2020 Present
Previous Registrations
  • 2019-08-01 → 2020-12-31
    Td Ameritrade, Inc.
    Westlake, TX
    Greensboro, NC
  • 2019-08-01 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Greensboro, NC
  • 2016-11-07 → 2017-08-09
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 2014-10-27 → 2016-10-26
    Td Ameritrade, Inc.
    Birmingham, MI
  • 2014-10-27 → 2016-10-26
    Td Ameritrade Investment Management, Llc
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-23
S63 Uniform Securities Agent State Law Examination 2013-09-20
  • S66 Uniform Combined State Law Examination
    2014-10-23
  • S63 Uniform Securities Agent State Law Examination
    2013-09-20
Other Names
  • Alan G Lang
  • Alan G. Lang
  • Alan Lang

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

More in Columbus, OH

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