Dallas Michael Sproul

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-14
UT	RA	APPROVED	2024-01-22

TX RA
APPROVED

Since 2024-06-14
UT RA
APPROVED

Since 2024-01-22

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Sandy	UT	06/2013	02/2020
E*Trade Securities Llc	Sandy	UT	02/2020	10/2021
E*Trade Securities Llc	Sandy	UT	10/2021	Present
Morgan Stanley	Sandy	UT	09/2023	Present

06/2013 → 02/2020

E*Trade Securities Llc

Sandy, UT
02/2020 → 10/2021

E*Trade Securities Llc

Sandy, UT
10/2021 → Present

E*Trade Securities Llc

Sandy, UT
09/2023 → Present

Morgan Stanley

Sandy, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-20
S63	Uniform Securities Agent State Law Examination	2013-08-06

S66 Uniform Combined State Law Examination

2024-01-20
S63 Uniform Securities Agent State Law Examination

2013-08-06

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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