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Stephanie Ann Fumie Kuwaye

Cetera Planning Partners

Honolulu, HI

Leawood, KS

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Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-05-28
KS RA APPROVED 2024-05-28
  • HI RA
    APPROVED
    Since 2024-05-28
  • KS RA
    APPROVED
    Since 2024-05-28

Branch Locations

3465 Waialae Avenue Suite 370, Honolulu, HI 96816 • United States

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lee Financial Group Hawaii, Inc. Honolulu HI 06/2013 05/2024
Lee Financial Recordkeeping, Inc. Honolulu HI 12/2015 12/2023
Lee Financial Securities, Inc. Honolulu HI 12/2015 12/2023
Cetera Planning Partners Leawood KS 05/2024 Present
  • 06/2013 → 05/2024
    Lee Financial Group Hawaii, Inc.
    Honolulu, HI
  • 12/2015 → 12/2023
    Lee Financial Recordkeeping, Inc.
    Honolulu, HI
  • 12/2015 → 12/2023
    Lee Financial Securities, Inc.
    Honolulu, HI
  • 05/2024 → Present
    Cetera Planning Partners
    Leawood, KS
Previous Registrations
  • 2018-12-20 → 2024-05-29
    Lee Financial Group Hawaii, Inc.
    Honolulu, HI
Other Businesses

RENTAL PROPERTY OWNER; NOT INVESTMENT-RELATED; HONOLULU, HI; START DATE: 02/2025; 0 HRS/MONTH DURING SECURITIES TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-20
  • S66 Uniform Combined State Law Examination
    2018-12-20
Other Names
  • Stephanie Ann Fumie Kuwaye
  • Stephanie Fumie Kuwaye

View on SEC IAPD

Other Firms

REGENCY CAPITAL MANAGEMENT INC.
WEALTH ALIGNMENT PARTNERS, LLC
WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFY ADVISORY SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

More in Honolulu, HI

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