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Kani Cassens

Ameriprise Financial Services, LLC

Mercer Island, WA

Greenville, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-03-02
WA RA APPROVED 2022-03-02
  • SC RA
    APPROVED
    Since 2022-03-02
  • WA RA
    APPROVED
    Since 2022-03-02

Branch Locations

2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Mt Pleasant SC 07/2012 12/2021
Wells Fargo Clearing Services, Llc Mt Pleasant SC 11/2016 01/2022
J.P. Morgan Securities Llc Charleston SC 01/2022 02/2022
Jpmorgan Chase Bank, N.A. Charleston SC 01/2022 02/2022
Weddings By Kani Charleston SC 12/2020 Present
Ameriprise Financial Services, Llc Mercer Island WA 02/2022 Present
  • 07/2012 → 12/2021
    Wells Fargo Bank Na
    Mt Pleasant, SC
  • 11/2016 → 01/2022
    Wells Fargo Clearing Services, Llc
    Mt Pleasant, SC
  • 01/2022 → 02/2022
    J.P. Morgan Securities Llc
    Charleston, SC
  • 01/2022 → 02/2022
    Jpmorgan Chase Bank, N.A.
    Charleston, SC
  • 12/2020 → Present
    Weddings By Kani
    Charleston, SC
  • 02/2022 → Present
    Ameriprise Financial Services, Llc
    Mercer Island, WA
Previous Registrations
  • 2020-07-15 → 2022-01-13
    Wells Fargo Clearing Services, Llc
    Durango, CO
    Denver, CO
    Greenwood Village, CO
    Ignacio, CO
    Greenwood Village, CO
    Durango, CO
    Colorado Springs, CO
    Mount Pleasant, SC
    Charleston, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-15
S63 Uniform Securities Agent State Law Examination 2013-08-12
  • S66 Uniform Combined State Law Examination
    2020-07-15
  • S63 Uniform Securities Agent State Law Examination
    2013-08-12
Other Names
  • Kani Kift Brownlee
  • Kani Brownlee
  • Kani Cassens
  • Kani Kift Cassens
  • Kani Kift Brownlee Cassens

View on SEC IAPD

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Other Investors

Edmund Matthew Van Winkle
NATALIE DAWN HOLM
Joseph John Gryniuk
PETER JOHN WATSON
BRADLEY JOSEPH KNUFFKE
DAVID MEEKS
Jamey Watson
Bon Myeon Koo

Other Offices

DLK INVESTMENT ADVISORS, LLC · MERCER ISLAND, WA
ACT SECURITIES, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
LPL ENTERPRISE, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
PURE FINANCIAL ADVISORS, LLC · Mercer Island, WA
MUTUAL ADVISORS, LLC · Mercer Island, WA
MEGG INVESTMENT, LLC · MERCER ISLAND, WA

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