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Jason Lewis

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-17
UT RA APPROVED 2025-07-17
  • CA RA
    APPROVED
    Since 2025-07-17
  • UT RA
    APPROVED
    Since 2025-07-17

Branch Locations

10150 Meanley Drive First Floor, San Diego, CA 92131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 06/2009 11/2018
Independent Contractor Sandy UT 07/2019 12/2019
Atria Wealth Solutions New York NY 12/2019 Present
Cuso Financial Services, Lp San Diego CA 12/2019 Present
Cadaret Grant & Co Syracuse NY 12/2019 Present
Unemployed Sandy UT 11/2018 07/2019
Lpl Financial Llc San Diego CA 05/2025 Present
  • 06/2009 → 11/2018
    Morgan Stanley
    South Jordan, UT
  • 07/2019 → 12/2019
    Independent Contractor
    Sandy, UT
  • 12/2019 → Present
    Atria Wealth Solutions
    New York, NY
  • 12/2019 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 12/2019 → Present
    Cadaret Grant & Co
    Syracuse, NY
  • 11/2018 → 07/2019
    Unemployed
    Sandy, UT
  • 05/2025 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
  • 2025-07-14 → 2025-12-10
    Cuso Financial Services, L.P.
    San Diego, CA
  • 2025-05-28 → 2025-07-14
    Lpl Financial Llc
    Fort Mill, SC
    San Diego, CA
  • 2020-01-24 → 2025-07-14
    Cuso Financial Services, L.P.
    San Diego, CA
    San Diego, CA
    Sandy, UT
  • 2009-06-01 → 2018-11-19
    Morgan Stanley
    South Jordan, UT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    South Jordan, UT
    South Jordan, UT
  • 2006-12-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    West Valley City, UT
  • 2006-07-31 → 2006-10-25
    Ameriprise Financial Services, Llc
    Midvale, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-28
  • S66 Uniform Combined State Law Examination
    2006-06-28
Other Names
  • Jason Aaron Lewis

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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