Best Investors
Account
Sign in
Best Investors
Account
Sign in
Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2020-01-15 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
Long Island City, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 08/2016 | 02/2017 |
| Strategic Financial Solutions | New York | NY | 02/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2018 | 10/2019 |
| Oppenheimer & Co. Inc | New York | NY | 11/2019 | Present |
I AM A MEMBER OF A BNI BUSINESS REFERRAL NETWORKING GROUP. START DATE 9/22/2022, 30 MIN PER WEEK. 0 HOURS DURING SECURITIES TRADING HOURS. THERE ARE NO LISTED REQUIRED DUITES OTHE THAN ATTENDING WEEKLY MEETINGS. MEETINGS ARE HELD VIRTUALLY THROUGH ZOOM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-04 |
Reach out to this advisor