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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
Playa Del Rey, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2016 | Present |
| Cetera Advisors Llc | St Cloud | MN | 03/2016 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2016 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2016 | Present |
| Girard Securities, Inc. | San Diego | CA | 03/2016 | 11/2017 |
| Investors Capital Corp. | Lynnfield | MA | 03/2016 | 11/2016 |
| First Allied Securities, Inc. | San Diego | CA | 03/2016 | 09/2022 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 03/2016 | 12/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 03/2016 | Present |
| Vsr Financial Services, Inc. | Overland Park | KS | 03/2016 | 11/2016 |
| Uber Eats | San Fancisco | CA | 05/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: UBER EATS; INVESTMENT RELATED: NO; ADDRESS: 555 MRKET STREET, SAN FRANCISCO, CA 94105 NATURE OF BUSINESS: FOOD DELIVERY; START DATE: 05/2017; POSITION/TITLE/RELATIONSHIP: DRIVER; APX NUMBER OF HOURS PER WEEK: 5-10; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FOOD DELIVERY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-06 |
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