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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-26
TX RA APPROVED 2025-09-26
  • NY RA
    APPROVED
    Since 2025-09-26
  • TX RA
    APPROVED
    Since 2025-09-26

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 04/2024 Present
City National Bank New York NY 05/2021 12/2023
Cibc Bank Usa New York NY 04/2019 05/2021
Key Bank New York NY 02/2016 04/2019
Unemployed Harrington Park NJ 01/2024 03/2024
  • 07/2025 → Present
    New York, NY
  • 04/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2021 → 12/2023
    City National Bank
    New York, NY
  • 04/2019 → 05/2021
    Cibc Bank Usa
    New York, NY
  • 02/2016 → 04/2019
    Key Bank
    New York, NY
  • 01/2024 → 03/2024
    Unemployed
    Harrington Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Young Jin Kim

View on SEC IAPD

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