Matthew Michael Brocker

Current Employers

Employment History

• 06/2014 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 02/2020 → Present
  Legacy Wealth Asset Management, Llc Dba Legacy Wealth
  Woodbury, MN

Other Businesses

1) Legacy Wealth Asset Management, LLC; 683 Bielenberg Drive, Suite 101, Woodbury, MN 55125; 02/07/2020; Financial Advisor; Wealth management, financial planning services; Investment related; 160 hours/month; 160 hours/month during business hours; Ownership, commissions, wages/salary/tips. 2) New Life Academy; 6758 Bailey Road Woodbury, MN 55129; School; Investment Related; Member; Committee member for finance, tuition, capital expenditures, special projects, and budget; 05/04/2023; 2 hours per month; 1 hour per month during trading hours. 3) Wisdom Wellspring LLC; 683 Bielenberg Drive Suite 101 Woodbury, MN 55125; Entity Ownership; Investment Related; CEO/Owner; Receive income from Legacy Wealth Asset Management; 10/01/2023; 20 hours per month; 20 hours per month during trading hours. 4) Five Oaks Community Church; 4416 Radio Dr., Woodbury MN 55129; Church BOD; Not Investment Related; Board Member; Oversee business operations of the church & guide pastor on direction of organization; 01/01/2023; 10 hr/mo; 2 hr/mo during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-10
• S63 Uniform Securities Agent State Law Examination
  2014-08-15