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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-06
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2018-01-18
TX RA APPROVED 2018-01-12
  • FL RA
    APPROVED
    Since 2023-12-06
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2018-01-18
  • TX RA
    APPROVED
    Since 2018-01-12

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 11/2016 01/2018
Student Tenafly NJ 01/2007 11/2016
Wells Fargo Clearing Services Llc New York NY 01/2018 Present
Other Businesses

THE STEAK COACH, NOT INV RELATED, OLD WESTBURY, NY, 100% OWNERSHIP, START 3/16/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, BLOG FOR COOKING, WITH AFFILIATE MARKETING PROGRAMS FOR REVENUE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-06
  • S66 Uniform Combined State Law Examination
    2017-09-06

View on SEC IAPD

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