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Samuel Robert Woodcock

Equitable Advisors, LLC

New York, NY

New York, NY

CRD 6213096

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-22
NY RA APPROVED 2021-04-12
  • TX RA
    APPROVED_RES
    Since 2025-04-22
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Research Sausalito CA 06/2016 09/2016
Gettysburg College Gettysburg PA 09/2013 05/2017
Unemployed New York NY 05/2017 10/2017
Axa Advisors, Llc. New York NY 10/2017 06/2020
Equitable Advisors, Llc New York NY 10/2017 Present
  • 06/2016 → 09/2016
    Main Street Research
    Sausalito, CA
  • 09/2013 → 05/2017
    Gettysburg College
    Gettysburg, PA
  • 05/2017 → 10/2017
    Unemployed
    New York, NY
  • 10/2017 → 06/2020
    Axa Advisors, Llc.
    New York, NY
  • 10/2017 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

DBA: The Summit Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-12
  • S66 Uniform Combined State Law Examination
    2017-12-12

View on SEC IAPD

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Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
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Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

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