Palani Christopher Lopez

Current Employers

Employment History

• 11/2015 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 09/2015 → 12/2022
  Wells Fargo Bank, Na
  Los Angeles, CA
• 11/2016 → 12/2022
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
• 12/2022 → 07/2023
  Morgan Stanley
  Palo Alto, CA
• 12/2022 → 07/2023
  Morgan Stanley Private Bank, N.A.
  Palo Alto, CA
• 07/2023 → 12/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 01/2024 → 07/2024
  Lpl Financial Llc
  Irvine, CA
• 01/2024 → 07/2024
  Bmo Bank Na
  Irvine, CA
• 07/2024 → 02/2026
  U.S. Bancorp Investments, Inc.
  Long Beach, CA
• 07/2024 → Present
  U.S. Bank
  Long Beach, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Long Beach, CA

Previous Registrations

• 2024-07-23 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Long Beach, CA
• 2024-01-10 → 2024-07-26
  Lpl Financial Llc
  Beverly Hills, CA
• 2023-08-21 → 2023-12-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 2022-12-09 → 2023-08-10
  Morgan Stanley
  Palo Alto, CA
  Palo Alto, CA
  Menlo Park, CA
  San Mateo, CA
  Menlo Park, CA
• 2021-01-08 → 2022-12-14
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Beverly Hills, CA
  Montrose, CA
  Encino, CA
  Los Angeles, CA
  Hawthorne, CA
  El Segundo, CA
  Los Angeles, CA
  El Segundo, CA
  Manhattan Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-01-08
• S63 Uniform Securities Agent State Law Examination
  2013-07-19

Other Names

• Palani C Lopez
• Palani Lopez