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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
LA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • LA RA
    APPROVED
    Since 2013-02-13

Branch Locations

7350 Jefferson Hwy Suite 490, Baton Rouge, LA 70806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Baton Rouge LA 02/2013 Present
Previous Registrations
  • 2005-02-11 → 2013-02-13
    Morgan Keegan & Company, Llc
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-29
  • S63 Uniform Securities Agent State Law Examination
    2004-06-29

View on SEC IAPD

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