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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-05-21
TX RA APPROVED_RES 2017-07-21
RI RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2024-05-21
  • TX RA
    APPROVED_RES
    Since 2017-07-21
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Griswold, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Warwick RI 06/2013 03/2017
Mml Investors Services, Llc Warwick RI 03/2017 Present
Massachusetts Mutual Life Insurance Company Warwick RI 07/2016 Present
  • 06/2013 → 03/2017
    Metlife Securities
    Warwick, RI
  • 03/2017 → Present
    Warwick, RI
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Warwick, RI
Previous Registrations
  • 2014-11-25 → 2017-03-25
    Msi Financial Services, Inc.
    Warwick, RI
Other Businesses

Independent Insurance Agent - From business address-1hrs sec, 0hrs nonsec- Dental and Group Disability Income Disability Fixed Annuities Life/Accident/Health Long-Term Care Property & Casualty -since 02/2016

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-27
S63 Uniform Securities Agent State Law Examination 2013-08-06
  • S65 Uniform Investment Adviser Law Examination
    2014-10-27
  • S63 Uniform Securities Agent State Law Examination
    2013-08-06
Designations
Other Names
  • Pat Sawyer
  • Patrick Sawyer

View on SEC IAPD

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