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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-21 |
| TX | RA | APPROVED_RES | 2017-07-21 |
| RI | RA | APPROVED | 2017-03-25 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
Griswold, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Warwick | RI | 06/2013 | 03/2017 |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Warwick | RI | 07/2016 | Present |
Independent Insurance Agent - From business address-1hrs sec, 0hrs nonsec- Dental and Group Disability Income Disability Fixed Annuities Life/Accident/Health Long-Term Care Property & Casualty -since 02/2016
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-06 |
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