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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| NY | RA | APPROVED | 2026-01-13 |
Branch Locations
28 W. 44Th Street Ste 1200 12Th Fl, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | New York | NY | 02/2015 | 08/2021 |
| Mml Investors Services, Llc | New York | NY | 03/2015 | 08/2021 |
| Lenox Advisors/ Mass Mutual | New York | NY | 06/2014 | 08/2021 |
| Kbk Wealth Management, Llc | New York | NY | 08/2021 | 01/2026 |
| Commonwealth Financial Network | Waltham | MA | 08/2021 | 01/2026 |
| Wells Fargo Advisors Financial Network, Llc ( | New York | NY | 01/2026 | Present |
Co-owner, NM Feinstein Family Partnership, LP; an entity created for the purpose of buying and managing commercial real estate in Rhinebeck, NY, Providence, RI;, North Clarendon, VT, and Miami Lakes, FL; as of 4/6/2021; 15% of time spent during business hours; Not conducted at branch; Investment related. 3. Owner, Feinstein Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in New York, NY 10036, as of 01/18/2024; 1% of time spent during business hours; Conducted at branch; Investment related. FEINSTEIN FINANCIAL; NOT INV RELATED;SHORT HILLS,NJ; INSURANCE PRODUCTS;100% OWNERSHIP; START DATE: 04/08/2013; 5 HRS PER MONTH; 5 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-22 |
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