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Alfredo Garcia

Snowden Capital Advisors LLC

New York, NY

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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-11
NY RA APPROVED 2021-04-06
TX RA APPROVED 2021-04-05
  • FL RA
    APPROVED
    Since 2021-05-11
  • NY RA
    APPROVED
    Since 2021-04-06
  • TX RA
    APPROVED
    Since 2021-04-05

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 04/2016 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 04/2021
Snowden Lane Partners New York NY 04/2021 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc
    New York, NY
  • 11/2016 → 04/2021
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 04/2021 → Present
    Snowden Lane Partners
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-23
S63 Uniform Securities Agent State Law Examination 2006-03-24
  • S65 Uniform Investment Adviser Law Examination
    2011-09-23
  • S63 Uniform Securities Agent State Law Examination
    2006-03-24

View on SEC IAPD

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