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Douglas G. Sonnenshein

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2016-01-21
LA RA APPROVED 2016-01-14
TX RA APPROVED_RES 2016-01-12
NC RA APPROVED 2016-01-11
OH RA APPROVED 2016-01-11
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2016-01-21
  • LA RA
    APPROVED
    Since 2016-01-14
  • TX RA
    APPROVED_RES
    Since 2016-01-12
  • NC RA
    APPROVED
    Since 2016-01-11
  • OH RA
    APPROVED
    Since 2016-01-11

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 01/2016 Present
Jp Morgan Chase Bank Na New York NY 01/2016 Present
Alliance Consumer Growth Fund V New York NY 09/2022 Present
  • 01/2016 → Present
    New York, NY
  • 01/2016 → Present
    Jp Morgan Chase Bank Na
    New York, NY
  • 09/2022 → Present
    Alliance Consumer Growth Fund V
    New York, NY
Previous Registrations
  • 2011-07-28 → 2016-02-09
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 2009-06-01 → 2011-06-09
    New York, NY
  • 2008-09-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2008-02-12 → 2008-09-24
    Lehman Brothers Inc.
    New York, NY
    New York, NY
Other Businesses

Entity Name: 71st Lexington Corp Investment related: Yes Address: 135 East 71st Nature of the other business: Homeowners Association Position/Title/Relationship: Board Member Start Date: 09/29/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My coop has asked me to run for a seat on the board of directors. Entity Name: Alliance Consumer Growth Fund V Investment related: No "Address: https://www.acgpartners.com/ 410 Park Ave NY, NY 10022" Nature of the other business: Commerce Position/Title/Relationship: Owner/Partner Start Date: 09/30/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Growth Equity in consumer focused private businesses. Entity Name: Oleddy LLC Investment related: N "Address: Southampton, NY 11968 Nature of the other business: Real Estate Position/Title/Relationship: Owner/ Partner Start Date: 12/21/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The LLC was setup solely to own this property, a second home. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-11
  • S66 Uniform Combined State Law Examination
    2008-02-11
Other Names
  • Douglas Sonnenshein
  • Douglas Gary Sonnenshein

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