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Robert Michael Sutherland

Morgan Stanley

New York, NY

CRD 6208278

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2014 Present
East Farmingdale Volunteer Fire Company Inc. East Farmingdale NY 11/2007 Present
  • 06/2014 → Present
    New York, NY
  • 11/2007 → Present
    East Farmingdale Volunteer Fire Company Inc.
    East Farmingdale, NY
Other Businesses

1. *199913 - East Farmingdale Volunteer Fire Company, Inc.; Not investment related; Farmingdale, NY; Receiving 911 phone calls and dispatch Fire and EMS units; Employee; Start date: 07/2014; During business hours: 0; After business hours: 0 2. *387811 - Lax the Globe; Investment related Yes; Farmingdale, New York; Retail/Online Stores, Other; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); July 2020; During business hours: 0; After business hours: 12; Business Development/Growth, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Fundraising, Sales/Marketing 3. *418254 - East Farmingdale Fire Dept; Investment related - No; Farmingdale, New York; Civic/Religious/Community & Emergency Services; Employee (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 0; After business hours: 16; 4.*461356- East Farmingdale Volunteer Fire Company Inc; Investment related -No; East Farmingdale, New York; ire Department; Officer (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 20; Labor/Service

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-25
  • S63 Uniform Securities Agent State Law Examination
    2018-06-25

View on SEC IAPD

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