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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-17 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 12/2014 | 02/2017 |
| Bank Of America, N.A. | Santa Barbara | CA | 12/2014 | 02/2017 |
| Jp Morgan Securities, Llc | Santa Barbara | CA | 02/2017 | 08/2020 |
| Jp Morgan Securities, Llc | Santa Barbara | CA | 08/2020 | 09/2020 |
| Planmember Securities Corporation | Carpinteria | CA | 09/2020 | Present |
1) Benjamin Parker-1216 Gillespie Way, Santa Barbara, CA 93101; Noninvestment related; Rental Income; Owner/Landlord; Start date 4/2020; 2 hrs/mnth; 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-09 |
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