Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-06
WI RA APPROVED 2022-03-09
  • TX RA
    APPROVED
    Since 2024-06-06
  • WI RA
    APPROVED
    Since 2022-03-09

Branch Locations

425 W Water St. Ste. 110, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affiance Financial, Llc St. Louis Park MN 08/2015 04/2017
Cetera Advisor Networks El Segundo CA 10/2015 04/2017
Lpl Financial, Llc Appleton WI 05/2017 03/2022
Advisors' Pride, Inc. Appleton WI 04/2017 03/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2022 Present
  • 08/2015 → 04/2017
    Affiance Financial, Llc
    St. Louis Park, MN
  • 10/2015 → 04/2017
    Cetera Advisor Networks
    El Segundo, CA
  • 05/2017 → 03/2022
    Lpl Financial, Llc
    Appleton, WI
  • 04/2017 → 03/2022
    Advisors' Pride, Inc.
    Appleton, WI
  • 03/2022 → Present
    Fairfield, IA
  • 03/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2017-05-08 → 2022-05-24
    Advisors' Pride Inc.
    Menasha, WI
    Appleton, WI
Other Businesses

1) KNUTH FINANCIAL LIFE PLANNING, 425 W Water St, Suite 110, Appleton WI 54911, 03/09/2022, Owner, Insurance/Benefits/Human Resources, NIR, 0 HR/MO - 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 03/09/2022 3) CASA OF THE FOX CITIES, 1500 N Casaloma Dr, Appleton WI 54913, 11/2022, Board Member, Volunteer, NIR, 4 HR/MO - 0 HR/MO Trading. 4) FINANCIAL PLANNING ASSOCIATION, 6949 N 100th St, Milwaukee WI 53224, 05/2023, COMMITTE MEMBER, NIR, 3 HR/MO - 3 HR/MO Trading 5) OLD ATLAS MILL LLC, 533 N Tonka St, Appleton WI 54911, 07/2025, Owner, Real Estate, NIR, 2 HR/MO, 1 HR/MO TRADING. 6) Appleton Little League, Appleton WI 54911, 04/2026, Board Member, Sport/Fitness/Gaming, NIR, 8 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-14
  • S66 Uniform Combined State Law Examination
    2016-07-14
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Appleton, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor