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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
| CT | RA | APPROVED | 2019-04-22 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Chilmark, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2014 | 11/2016 |
| Neuberger Berman | New York | NY | 09/2017 | Present |
| Deutsche Asset Management | New York | NY | 11/2016 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-06 |
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