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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 12/2013 | 07/2019 |
| Central Financial Group | Marion | IA | 05/2013 | 02/2017 |
| Eastern Iowa Financial Group | Marion | IA | 08/2015 | Present |
| Lpl Financial, Llc | Marion | IA | 07/2019 | Present |
1) 07/29/2019 - Business Entity For Tax/Investment Purposes Only - Landherr Financial, Inc. - 0% - INVESTMENT RELATED - MARION, IA 52302 2)07/29/2019 - Non-Variable Insurance - Eastern Iowa Financial Group - INVESTMENT RELATED - MARION, IA 52302 - Start Date:4/2017 - 50 %. 3) 2/25/2020 - LLB Properties, LLC (working title, still deciding) - Investment Related - Home Based/PO Box for correspondence. - Real Estate Rental - Started 01/15/2020 - 10 Hours Per Month/2 Hours During Securities Trading - To form an LLC rental business with brother and best friend. 4) 10/16/2025 - Soar Real Estate, LLC - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:10/02/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-04 |
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