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Joseph Edward Simonett

Charles Schwab & Co., Inc.

Wayzata, MN

Edina, MN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-04-20
  • MN RA
    APPROVED
    Since 2021-04-20

Branch Locations

130 Lake Street West Floor 01, Wayzata, MN 55391-1599 • United States

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 04/2016 04/2021
Charles Schwab & Co., Inc. Wayzata MN 04/2021 Present
Charles Schwab Bank, Ssb Wayzata MN 04/2021 Present
  • 04/2016 → 04/2021
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 04/2021 → Present
    Charles Schwab & Co., Inc.
    Wayzata, MN
  • 04/2021 → Present
    Charles Schwab Bank, Ssb
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-31
S63 Uniform Securities Agent State Law Examination 2016-10-07
  • S65 Uniform Investment Adviser Law Examination
    2016-10-31
  • S63 Uniform Securities Agent State Law Examination
    2016-10-07
Other Names
  • Joe Simonett
  • Joseph E Simonett

View on SEC IAPD

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