Albert Pingree Herzog

Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Chicago, IL
• 11/2016 → 12/2017
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 12/2017 → 05/2022
  Executive Wealth Management, Llc
  Brighton, MI
• 06/2018 → 12/2022
  Private Client Services
  Louisville, KY
• 04/2022 → 12/2024
  Ewm Tax Solutions, Llc
  Brighton, MI
• 05/2022 → 05/2023
  Executive Wealth Management, Llc
  Brighton, MI
• 01/2022 → 12/2024
  Ewm Capital, Llc
  Brighton, MI
• 05/2023 → 12/2024
  Executive Wealth Management, Llc
  Brighton, MI
• 12/2024 → Present
  Ep Wealth Advisors, Llc
  Brighton, MI

Previous Registrations

• 2018-01-02 → 2025-03-14
  Executive Wealth Management, Llc
  Brighton, MI
• 2016-06-24 → 2017-12-15
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 2015-10-05 → 2016-05-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

1) APH4 Financial, Investment Related, 135 W North Street, Suite 1, Brighton, MI 48116, DBA for financial services offered through Executive Wealth Management, Owner and Private Wealth Advisor, Start Date 01/01/2018, 0 hrs/monthly 2) Executive Financial Planning, Inc., Investment Related, 135 W North Street, Suite 1, Brighton, MI 48116, Fixed Insurance, Owner and Insurance Agent, Start Date 01/01/2022, 4 hrs/monthly, sell fixed insurance 3) Executive Tax Solutions, LLC, Not Investment Related, 135 W North Street, Suite 1, Brighton, MI 48116, Tax Preparation, Partial Owner, Start Date 04/06/2022, 0 hrs/monthly 4) EWM Capital, LLC, Not Investment Related, 135 W North Street, Suite 1, Brighton, MI 48116, Parent/Holding Company for Executive Wealth Management, LLC, EWM INvestment Solutions, LLC, and Executive Financial Planning, Inc. Partial Owner, Start Date 04/06/2022, less than 1 hr/monthly

Exams

• S66 Uniform Combined State Law Examination
  2015-10-02

Designations

• Certified Financial Planner

Other Names

• Albert Pingree Herzog
• Albert Pingree Herzog
• Butch Herzog