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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
IA RA APPROVED 2016-12-21
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • IA RA
    APPROVED
    Since 2016-12-21

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities, Inc. Des Moines IA 05/2016 Present
Madden Wealth Management, Llc Des Moines IA 04/2018 02/2026
Principal Life Insurance Company Des Moines IA 01/2017 Present
Smith Frieberg Financial Des Moines IA 04/2019 01/2025
Principal Life Insurance Des Moines IA 06/2014 01/2017
Frieberg Financial West Des Moines IA 01/2025 Present
Frieberg Health West Des Moines IA 01/2026 Present
  • 05/2016 → Present
    Des Moines, IA
  • 04/2018 → 02/2026
    Madden Wealth Management, Llc
    Des Moines, IA
  • 01/2017 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 04/2019 → 01/2025
    Smith Frieberg Financial
    Des Moines, IA
  • 06/2014 → 01/2017
    Principal Life Insurance
    Des Moines, IA
  • 01/2025 → Present
    Frieberg Financial
    West Des Moines, IA
  • 01/2026 → Present
    Frieberg Health
    West Des Moines, IA
Other Businesses

**S&L Holdings LLC; Investment Related; Des Moines, IA; Co-Owner; LLC to buy real estate & remodel to sell, buy land to develop and sell; Start Date: 02/01/2021; 5 hrs per month; 0 during trading hours. **FRIEBERG FINANCIAL (DBA) POSITION: Financial Advisor + CEO/Owner NATURE: DI/A&H Insurance Fee-based Financial Planning Financial Strategies/Needs Analysis Group/Health Insurance Life Insurance/Annuities Mutual Funds/Securities/ VA / VL Seminars/Educational Workshops INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 25 START DATE: 01/06/2025 ADDRESS: 6701 Westown Parkway Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Replacement of Smith + Frieberg Financial. The same advisory activities just as a standalone firm. **EMPLOYEE FINANCIAL CENTER POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2025 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Title: Consultant. Role & Responsibilities: I serve as a consultant for Employee Financial Center, a company owned by my spouse. My responsibilities include creating educational and planning-related content and providing input from an advisor's perspective to support the development of financial tools and services. Products and Services: No insurance or securities products are sold through this business. This role does not involve client solicitation, sales, or advice. Customers Served: Internal business partners only. No external clients are advised or served. **INSURANCE POSITION: CEO / Owner NATURE: Group/Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2026 ADDRESS: 6701 Westown Parkway Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Individual and group health insurance, Medicare supplements and advantage plans, group benefits, Fixed Insurance - Life, Annuities, DI, LTC. **FRIEBERG WEALTH LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2026 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Frieberg Wealth LLC was created per legal counsel advice and CPA for tax purposes. **FRIEBERG FINANCIAL INC. POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Frieberg Financial Inc. functions as a holding company for its wholly owned subsidiaries. Structured for Liability Protection and tax planning per advice from legal counsel and CPA. Sarah owns 100% of Frieberg Financial Inc. **FRIEBERG HEALTH LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2026 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Frieberg Health LLC is legal entity for Health Insurance and Group benefits company. No securities transactions will take place under Frieberg Health LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-20
  • S66 Uniform Combined State Law Examination
    2016-12-20
Other Names
  • Sarah Madden

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