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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| IA | RA | APPROVED | 2016-12-21 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Des Moines | IA | 05/2016 | Present |
| Madden Wealth Management, Llc | Des Moines | IA | 04/2018 | 02/2026 |
| Principal Life Insurance Company | Des Moines | IA | 01/2017 | Present |
| Smith Frieberg Financial | Des Moines | IA | 04/2019 | 01/2025 |
| Principal Life Insurance | Des Moines | IA | 06/2014 | 01/2017 |
| Frieberg Financial | West Des Moines | IA | 01/2025 | Present |
| Frieberg Health | West Des Moines | IA | 01/2026 | Present |
**S&L Holdings LLC; Investment Related; Des Moines, IA; Co-Owner; LLC to buy real estate & remodel to sell, buy land to develop and sell; Start Date: 02/01/2021; 5 hrs per month; 0 during trading hours. **FRIEBERG FINANCIAL (DBA) POSITION: Financial Advisor + CEO/Owner NATURE: DI/A&H Insurance Fee-based Financial Planning Financial Strategies/Needs Analysis Group/Health Insurance Life Insurance/Annuities Mutual Funds/Securities/ VA / VL Seminars/Educational Workshops INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 25 START DATE: 01/06/2025 ADDRESS: 6701 Westown Parkway Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Replacement of Smith + Frieberg Financial. The same advisory activities just as a standalone firm. **EMPLOYEE FINANCIAL CENTER POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2025 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Title: Consultant. Role & Responsibilities: I serve as a consultant for Employee Financial Center, a company owned by my spouse. My responsibilities include creating educational and planning-related content and providing input from an advisor's perspective to support the development of financial tools and services. Products and Services: No insurance or securities products are sold through this business. This role does not involve client solicitation, sales, or advice. Customers Served: Internal business partners only. No external clients are advised or served. **INSURANCE POSITION: CEO / Owner NATURE: Group/Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2026 ADDRESS: 6701 Westown Parkway Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Individual and group health insurance, Medicare supplements and advantage plans, group benefits, Fixed Insurance - Life, Annuities, DI, LTC. **FRIEBERG WEALTH LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2026 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Frieberg Wealth LLC was created per legal counsel advice and CPA for tax purposes. **FRIEBERG FINANCIAL INC. POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Frieberg Financial Inc. functions as a holding company for its wholly owned subsidiaries. Structured for Liability Protection and tax planning per advice from legal counsel and CPA. Sarah owns 100% of Frieberg Financial Inc. **FRIEBERG HEALTH LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2026 ADDRESS: 910 Briar Ridge, West Des Moines IA 50265, United States DESCRIPTION: Frieberg Health LLC is legal entity for Health Insurance and Group benefits company. No securities transactions will take place under Frieberg Health LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
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