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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-31
  • PA RA
    APPROVED
    Since 2024-10-31

Branch Locations

330 Madison Avenue 35Th Floor, New York, NY 10017 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Princeton NJ 03/2017 10/2024
Blackrock Investments Llc Princeton NJ 03/2017 10/2024
Jpmorgan Chase & Co. Newark DE 06/2015 03/2017
Allspring Funds Distributor, Llc New York NY 10/2024 Present
Allspring Funds Management, Llc New York NY 10/2024 Present
  • 03/2017 → 10/2024
    Blackrock
    Princeton, NJ
  • 03/2017 → 10/2024
    Blackrock Investments Llc
    Princeton, NJ
  • 06/2015 → 03/2017
    Jpmorgan Chase & Co.
    Newark, DE
  • 10/2024 → Present
    Allspring Funds Distributor, Llc
    New York, NY
  • 10/2024 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-24
  • S66 Uniform Combined State Law Examination
    2017-08-24
Other Names
  • Hank Gochuico

View on SEC IAPD

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