Leonard Alan Gertz

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-20
IL	RA	APPROVED	2025-02-10

Branch Locations

Evanston, IL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Allstate Insurance Co	Oswego	IL	09/2012	05/2017
Hyde Park Art Center	Chicago	IL	11/2016	03/2017
Pruco Securities, Llc	Downers Grove	IL	05/2017	12/2018
The Prudential Insurance Company Of America	Downers Grove	IL	05/2017	12/2018
Unemployed	Evanston	IL	01/2019	05/2019
Axa Advisors Llc	New York	NY	05/2019	06/2020
Equitable Advisors, Llc	New York	NY	05/2019	Present

09/2012 → 05/2017

Allstate Insurance Co

Oswego, IL
11/2016 → 03/2017

Hyde Park Art Center

Chicago, IL
05/2017 → 12/2018

Pruco Securities, Llc

Downers Grove, IL
05/2017 → 12/2018

The Prudential Insurance Company Of America

Downers Grove, IL
01/2019 → 05/2019

Unemployed

Evanston, IL
05/2019 → 06/2020

Axa Advisors Llc

New York, NY
05/2019 → Present

Equitable Advisors, Llc

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-03
S63	Uniform Securities Agent State Law Examination	2014-01-15

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