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Luis Alfonso Gutierrez

Rbc Capital Markets, LLC

El Segundo, CA

Gardena, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-10
  • CA RA
    APPROVED
    Since 2021-08-10

Branch Locations

2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States

Gardena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group Irvine CA 03/2015 12/2017
Map Strategic Wealth Advisors Los Angeles CA 12/2017 07/2018
Rbc Capital Markets, Llc. Los Angeles CA 09/2018 05/2021
Ubs Financial Services Inc Los Angeles CA 05/2021 08/2021
Rbc Capital Markets Llc El Segunda CA 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-11-05
S65 Uniform Investment Adviser Law Examination 2018-02-12
  • S63 Uniform Securities Agent State Law Examination
    2018-11-05
  • S65 Uniform Investment Adviser Law Examination
    2018-02-12
Other Names
  • Luis Guiterrez
  • Luis Alfonso Gutierrez Silva

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
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