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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-12-11 |
| NC | RA | APPROVED | 2012-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 03/2006 | Present |
| Bank Of America, N.A. | Raleigh | NC | 02/2017 | Present |
RESEARCH TRIANGLE CHAPTER-NACD, 150 FAYETTEVILLE ST, RALEIGH, NC 27560 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 16, HRS DURING TRADING - 1, DATE ACTIVITY BEGAN 01/01/09, POSITION - VOLUNTEER ADMINISTRATOR, SOURCE OF EDUCATIONAL PROGRAMS, I'M THE VOLUNTEER ADMINISTRATOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-31 |
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