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Daniel Adam Wiliiams

Charles Schwab & Co., Inc.

Raleigh, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-01-25
  • NC RA
    APPROVED
    Since 2021-01-25

Branch Locations

4313 Glenwood Avenue, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc New York NY 07/2014 12/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 12/2020
Charles Schwab & Co., Inc. Raleigh NC 01/2021 Present
Charles Schwab Bank, Ssb Raleigh NC 01/2021 Present
  • 07/2014 → 12/2020
    Fidelity Brokerage Services Llc
    New York, NY
  • 07/2018 → 12/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 01/2021 → Present
    Charles Schwab & Co., Inc.
    Raleigh, NC
  • 01/2021 → Present
    Charles Schwab Bank, Ssb
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-31
  • S66 Uniform Combined State Law Examination
    2013-07-31
Other Names
  • Danny Williams
  • Daniel Adam Williams

View on SEC IAPD

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TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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