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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2022-04-25 |
| TX | RA | APPROVED | 2022-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Amarillo | TX | 07/2013 | 04/2017 |
| Kestra Financial, Inc. | Amarillo | TX | 04/2017 | 04/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2022 | Present |
1. MAA GROUP LLC, 7802 Tripp Ave., Amarillo TX 79121, United States, 01/01/2019, Member, Administrative, NIR, 1 HR/MO - 0 HR/MO TRADING 2. AUSTIN SMITH, 7802 Tripp Ave., Amarillo TX 79121, United States, 07/01/2014, Football Official, Sport/Fitness/Gaming, NIR, 20 HR/MO - 0 HR/MO TRADING 3. GENESIS FINANCIAL GROUP, 7649 Hillside Road, Suite 200, Amarillo TX 79121, United States, 11/20/2007, Our Firm's DBA, Using a Trade Name/dba, INV REL, 200 HR/MO - 50 HR/MO TRADING 4. CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-13 |
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