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Mary Huong Nguyen Sapaden

LPl Enterprise, LLC

Las Vegas, NV

CRD 6201131

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-06-24
CA RA APPROVED 2025-11-24
HI RA APPROVED 2025-11-24
  • NV RA
    APPROVED
    Since 2026-06-24
  • CA RA
    APPROVED
    Since 2025-11-24
  • HI RA
    APPROVED
    Since 2025-11-24

Branch Locations

8565 S. Eastern Avenue Suite 154, Las Vegas, NV 89123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hertz Rental Car Honolulu HI 01/2013 04/2020
Lpl Enterprise Llc/Prudential Honolulu HI 11/2025 Present
Hertz Rental Car Honolulu HI 04/2021 03/2025
University Of Hawaii At Uh Manoa Honolulu HI 01/2015 12/2021
Prudential/Lpl Honolulu HI 03/2025 08/2025
Unemployed Honolulu HI 08/2025 11/2025
  • 01/2013 → 04/2020
    Hertz Rental Car
    Honolulu, HI
  • 11/2025 → Present
    Lpl Enterprise Llc/Prudential
    Honolulu, HI
  • 04/2021 → 03/2025
    Hertz Rental Car
    Honolulu, HI
  • 01/2015 → 12/2021
    University Of Hawaii At Uh Manoa
    Honolulu, HI
  • 03/2025 → 08/2025
    Prudential/Lpl
    Honolulu, HI
  • 08/2025 → 11/2025
    Unemployed
    Honolulu, HI
Other Businesses

1. 11/20/2025 - MARY Huong Nguyen SAPADEN, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - HONOLULU HI 96701 - Investment related - OBA start date: 11/18/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 11/20/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - HONOLULU HI 96701- Investment related - OBA start date: 11/18/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-21
  • S66 Uniform Combined State Law Examination
    2025-10-21
Other Names
  • Huong Thi Nguyen

View on SEC IAPD

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