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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-06-24 |
| CA | RA | APPROVED | 2025-11-24 |
| HI | RA | APPROVED | 2025-11-24 |
Branch Locations
8565 S. Eastern Avenue Suite 154, Las Vegas, NV 89123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hertz Rental Car | Honolulu | HI | 01/2013 | 04/2020 |
| Lpl Enterprise Llc/Prudential | Honolulu | HI | 11/2025 | Present |
| Hertz Rental Car | Honolulu | HI | 04/2021 | 03/2025 |
| University Of Hawaii At Uh Manoa | Honolulu | HI | 01/2015 | 12/2021 |
| Prudential/Lpl | Honolulu | HI | 03/2025 | 08/2025 |
| Unemployed | Honolulu | HI | 08/2025 | 11/2025 |
1. 11/20/2025 - MARY Huong Nguyen SAPADEN, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - HONOLULU HI 96701 - Investment related - OBA start date: 11/18/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 11/20/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - HONOLULU HI 96701- Investment related - OBA start date: 11/18/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-21 |
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