Adam J Wetli

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-26
WI	RA	APPROVED	2016-04-26

TX RA
APPROVED

Since 2016-04-26
WI RA
APPROVED

Since 2016-04-26

Branch Locations

200 S. Washington Street River Walk Plaza, Green Bay, WI 54301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Green Bay	WI	01/2016	Present

01/2016 → Present

Stifel Nicolaus & Co Inc

Green Bay, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-22

S66 Uniform Combined State Law Examination

2016-03-22

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Exams

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