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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-12-12 |
Branch Locations
801 Hillsborough St 3Rd Floor, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 05/2013 | Present |
| State Employees' Credit Union | Burgaw | NC | 02/2010 | Present |
| Credit Union Investment Services | Raleigh | NC | 09/2013 | Present |
| Members Trust Company | Tampa | FL | 08/2014 | Present |
| Secu Life Insurance Company | Raleigh | NC | 09/2014 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE 02/2010. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: AUGUST, 2014. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. A&M English Farms, LLC. 185 Pilot House Dr., Wallace, NC 28466. Not investment related. Nature: chicken farm. Start date: 8/2019. Title: owner/business manager. Duties: Admin, payroll, accounting. Hrs/mo 15-20. None during trading hours. Pender Sheriff's Charitable Foundation Address: PO box 363 Hampstead, NC. 28443 Type of Business: Non-profit organization. Title: Assistant Treasurer Duties: Assist Treasurer with accounting, deposits, NPO & tax filings. Start Date: 09/16/2025 No compensation. Hours devoted per month: 8 Website: Pscfnc.org
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-06 |
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