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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-21
IL RA APPROVED 2021-04-07
  • TX RA
    APPROVED
    Since 2021-06-21
  • IL RA
    APPROVED
    Since 2021-04-07

Branch Locations

401 S W Water Street Suite 303, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Peoria IL 10/2013 12/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2013 12/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2017 12/2017
Mass Mutual Life Insurance Company Peoria IL 11/2017 Present
Mml Investors Services Peoria IL 01/2018 Present
  • 10/2013 → 12/2017
    Northwestern Mutual Investment Services, Llc
    Peoria, IL
  • 05/2013 → 12/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2017 → 12/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2017 → Present
    Mass Mutual Life Insurance Company
    Peoria, IL
  • 01/2018 → Present
    Mml Investors Services
    Peoria, IL
Other Businesses

Name: Micah LeMoine Inv rel: Y Add: 401 SW Water St. Suite 303 Peoria IL 61602 Nature: Individual Life & Annuity Insurance Sales Position: Sales, Agent Start date: 6/7/2019 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2) Name: Micah LeMoine Inv rel: Y Add: 401 SW Water St. Suite 303 Peoria IL 61602 Nature: Annuity Insurance Sales Position: Sales, Agent Start date: 7/27/2020 No. HR/MO: 3 No. HR/MO during sec trading: 3

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-23
S63 Uniform Securities Agent State Law Examination 2014-02-13
  • S65 Uniform Investment Adviser Law Examination
    2021-03-23
  • S63 Uniform Securities Agent State Law Examination
    2014-02-13
Other Names
  • Micah Lemoine

View on SEC IAPD

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