Micah James Lemoine

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 12/2017
  Northwestern Mutual Investment Services, Llc
  Peoria, IL
• 05/2013 → 12/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2017 → 12/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2017 → Present
  Mass Mutual Life Insurance Company
  Peoria, IL
• 01/2018 → Present
  Mml Investors Services
  Peoria, IL

Other Businesses

Name: Micah LeMoine Inv rel: Y Add: 401 SW Water St. Suite 303 Peoria IL 61602 Nature: Individual Life & Annuity Insurance Sales Position: Sales, Agent Start date: 6/7/2019 No. HR/MO: 5 No. HR/MO during sec trading: 0 (2) Name: Micah LeMoine Inv rel: Y Add: 401 SW Water St. Suite 303 Peoria IL 61602 Nature: Annuity Insurance Sales Position: Sales, Agent Start date: 7/27/2020 No. HR/MO: 3 No. HR/MO during sec trading: 3

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-23
• S63 Uniform Securities Agent State Law Examination
  2014-02-13

Other Names

• Micah Lemoine