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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Springfield | IL | 03/2006 | 11/2024 |
| Prudential Insurance Company Of America | Springfield | IL | 03/2006 | Present |
| Lpl Enterprise, Llc | Peoria | IL | 11/2024 | Present |
1) 05/09/2025-Ghantous Professional Counseling-Clinical Counselor-Not inv related-At Peoria, IL-Start date 05/02/2006-4hrs/mth-0hrs/mth during trading 2) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-24 |
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