Joshua Eric Reyes

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 03/2018
  New York Life Insurance Company
  Glendale, CA
• 02/2014 → 03/2018
  Nylife Securities Llc
  Glendale, CA
• 01/2018 → 06/2018
  Haydel, Biel, And Associates (Paid By Semco)
  Pasadena, CA
• 06/2018 → 01/2021
  Thrivent Investment Management Inc
  Glendale, CA
• 07/2018 → 09/2018
  Thrivent Financial
  Appleton, WI
• 09/2018 → 01/2021
  Thrivent Financial
  Appleton, WI
• 01/2021 → 01/2026
  Ubs Financial Services Inc.
  Los Angeles, CA
• 01/2026 → Present
  Cnr Securities, Llc
  Los Angeles, CA

Previous Registrations

• 2021-01-21 → 2026-01-22
  Ubs Financial Services Inc.
  Los Angeles, CA
  Pasadena, CA
  Pasadena, CA
  Claremont, CA
• 2018-08-17 → 2021-01-15
  Thrivent Investment Management Inc.
  Glendale, CA
  Thousand Oaks, CA
  Whittier, CA
• 2018-06-04 → 2018-06-22
  Equanimity Financial Partners
  Pasadena, CA

Other Businesses

1) the name of the other business: Foothill Family Shelter whether the business is investment-related non investment-related the address of the other business: 1501 W. 9th Street Suite D, Upland, California 91786 the nature of the other business: Foundation/Charitable Institution your position; title, or relationship with the other business: Board Member the start date of your relationship: 10/01/2025 the approximate number of hours/month you devote to the other business: 3 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: Volunteer on the board of directors to help make decisions to meet the organizations mission of helping families in need.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-04
• S63 Uniform Securities Agent State Law Examination
  2014-04-04

Designations

• Certified Financial Planner