Thomas James Riley

Current Employers

Employment History

• 10/2014 → 10/2016
  Mcadam Financial Group
  Jersey City, NJ
• 10/2014 → 10/2016
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2016 → 10/2018
  Massmutual Life Insurance
  New York, NY
• 10/2016 → 10/2018
  Mml Investors Services
  New York, NY
• 10/2018 → 12/2019
  The Hotaling Group
  New York, NY
• 10/2018 → 12/2019
  National Life
  Hauppauge, NY
• 10/2018 → 12/2019
  Equity Services, Inc.
  Montpelier, VT
• 12/2019 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA
• 01/2020 → Present
  Hornor Townsend & Kent Llc
  Horsham, PA

Previous Registrations

• 2014-10-14 → 2016-10-14
  Mcadam Llc
  Radnor, PA
• 2013-09-18 → 2014-10-03
  Voya Financial Advisors, Inc.
  Philadelphia, PA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD:AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 1/13/2020 | NATURE OF ACTIVITY: MULTILINE INSURANCE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE; INCLUDING LIFE SETTLEMENT SALES EFFECTIVE 03/20/2023; FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: GABER GROUP | POSITION HELD: VICE-PRESIDENT/PARTNER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 4/20/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 3) P & C SALES | INVESTMENT RELATED: NO | DBA NAME: STRATEGIC INSURANCE CONSULTANTS | POSITION HELD:PARTNER | ADDRESS: 121 WEST OAK STREET AMITYVILLE, NY 11701 | START DATE: 5/1/2020 | NATURE OF ACTIVITY:PROPERTY/CASUALTY INSURANCE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: P& C INSURANCE SALES & SERVICE FOR MULTIPLE CARRIER 4) GIMBEL RILEY LLC POSITION: Partner NATURE: Prop/Casualty Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/08/2023 ADDRESS: 443 2nd Street, Apt 301, Jersey City NJ 07302, United States DESCRIPTION: This will be an opportunity to provide value to our existing and new clients. This has been requested as part of our analysis for many years from our existing clients and center's of influence. Many of our clients do not feel they have a good handle on their personal lines insurance (home owners, auto, umbrella, valuable articles, etc.)

Exams

• S66 Uniform Combined State Law Examination
  2022-03-16

Other Names

• Tj Riley