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Dennis Brennan

J.P. Morgan Securities LLC

Garden City Park, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2016-03-01
FL RA APPROVED 2016-01-25
IL RA APPROVED 2016-01-12
TX RA APPROVED 2016-01-11
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2016-03-01
  • FL RA
    APPROVED
    Since 2016-01-25
  • IL RA
    APPROVED
    Since 2016-01-12
  • TX RA
    APPROVED
    Since 2016-01-11

Branch Locations

2360 Jericho Tpke, Garden City Park, NY 11040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J. P. Morgan Chase, Na Mineola NY 01/2016 Present
  • 01/2016 → Present
    J. P. Morgan Chase, Na
    Mineola, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-15
S63 Uniform Securities Agent State Law Examination 1999-02-11
  • S65 Uniform Investment Adviser Law Examination
    2007-11-15
  • S63 Uniform Securities Agent State Law Examination
    1999-02-11
Other Names
  • Dennis Brennan
  • Dennis Robert Brennan

View on SEC IAPD

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