Best Investors Account Sign in

Teresa Whitney

J.P. Morgan Securities LLC

Garden City Park, NY

CRD 4834913

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-04
NY RA APPROVED 2022-03-30
  • TX RA
    APPROVED
    Since 2022-09-04
  • NY RA
    APPROVED
    Since 2022-03-30

Branch Locations

2360 Jericho Tpke, Garden City Park, NY 11040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services Valley Stream NY 05/1998 Present
J.P. Morgan Securities Llc Valley Stream NY 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
S63 Uniform Securities Agent State Law Examination 2004-11-12
  • S66 Uniform Combined State Law Examination
    2021-11-05
  • S63 Uniform Securities Agent State Law Examination
    2004-11-12
Other Names
  • Teresa Santopadre

View on SEC IAPD

Nearby Firms

CITIGROUP GLOBAL MARKETS INC.
SANTANDER SECURITIES LLC
LPL FINANCIAL LLC

Nearby Investors

Dennis Brennan
THOMAS JOHN SCALA
Melissa Narine

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · GARDEN CITY PARK, NY
SANTANDER SECURITIES LLC · Williston Park, NY
LPL FINANCIAL LLC · MINEOLA, NY

More in Garden City Park, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor