Thomas John Scala

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-28
NY	RA	APPROVED	2021-08-17
CA	RA	APPROVED	2007-05-29

TX RA
APPROVED_RES

Since 2025-05-28
NY RA
APPROVED

Since 2021-08-17
CA RA
APPROVED

Since 2007-05-29

Branch Locations

Cwm Retail, Sales 2301 Jericho Turnpike, Garden City Park, NY 11040 • United States

Citi Wealth Management, Sales 5801 Sunrise Highway, Holbrook, NY 11747 • United States

Floral Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Franklin Square	NY	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Franklin Square, NY

Previous Registrations

2004-12-03 → 2007-05-29

Citicorp Investment Services

Franklin Square, NY

Franklin Square, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-06
S63	Uniform Securities Agent State Law Examination	1989-02-28

S65 Uniform Investment Adviser Law Examination

2004-10-06
S63 Uniform Securities Agent State Law Examination

1989-02-28