Michael Brod

Maxim Financial Advisors LLC

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Current Employers

Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-09

NY RA
APPROVED

Since 2021-08-09

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Indiana University	Bloomington	IN	08/2011	Present
Maxim Group	New York	NY	05/2013	Present
Maxim Financial Advisors	405 Lexington Avenue, 2Nd Fl	NY	01/2019	Present

08/2011 → Present

Indiana University

Bloomington, IN
05/2013 → Present

Maxim Group

New York, NY
01/2019 → Present

Maxim Financial Advisors

405 Lexington Avenue, 2Nd Fl, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-26

S66 Uniform Combined State Law Examination

2018-12-26

Other Names

Michael Glen Brod

View on SEC IAPD

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