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Jeffrey Michael Bowlby

Dash Investments

Plano, TX

Woodland Hills, CA

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Current Employers
Dash Investments

21600 Oxnard Street Ste. 1755, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-22
  • TX RA
    APPROVED
    Since 2023-09-22

Branch Locations

6275 W Plano Pkwy Suite 555, Plano, TX 75093 • United States

21600 Oxnard Street Ste. 1755, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Eagle Point OR 05/2015 09/2016
Jp Morgan Securities Llc Eagle Point OR 05/2015 09/2016
Cetera Investment Services Llc St Cloud MN 10/2016 02/2017
Cetera Investment Advisers Llc Medford OR 10/2016 02/2017
Bank Of The Cascades Medford OR 10/2016 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2017 02/2019
Bank Of America, N.A. Chandler AZ 03/2017 02/2019
Fisher Investments Plano TX 02/2019 09/2023
Dash Investments Woodland Hills CA 09/2023 Present
Previous Registrations
Other Businesses

the name of the other business; Starsworn Entertainment LLP whether the business is investment-related; No the address of the other business; Mesquite TX the nature of the other business; Creating, publishing, promoting serial progression fantasy. your position; Partner title, or relationship with the other business; Partner the start date of your relationship; 06/30/2023 the approximate number of hours/month you devote to the other business; 6-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Creating, publishing, promoting serial progression fantasy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-25
  • S66 Uniform Combined State Law Examination
    2014-01-25
Other Names
  • Jeffrey M Bowlby
  • Jeffrey Bowlby
  • Jeff Bowlby
  • Jeff M Bowlby
  • Jeffrey Michael Bowlby

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