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21600 Oxnard Street Ste. 1755, Woodland Hills, CA 91367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-22 |
Branch Locations
6275 W Plano Pkwy Suite 555, Plano, TX 75093 • United States
21600 Oxnard Street Ste. 1755, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Eagle Point | OR | 05/2015 | 09/2016 |
| Jp Morgan Securities Llc | Eagle Point | OR | 05/2015 | 09/2016 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2016 | 02/2017 |
| Cetera Investment Advisers Llc | Medford | OR | 10/2016 | 02/2017 |
| Bank Of The Cascades | Medford | OR | 10/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 02/2017 | 02/2019 |
| Bank Of America, N.A. | Chandler | AZ | 03/2017 | 02/2019 |
| Fisher Investments | Plano | TX | 02/2019 | 09/2023 |
| Dash Investments | Woodland Hills | CA | 09/2023 | Present |
the name of the other business; Starsworn Entertainment LLP whether the business is investment-related; No the address of the other business; Mesquite TX the nature of the other business; Creating, publishing, promoting serial progression fantasy. your position; Partner title, or relationship with the other business; Partner the start date of your relationship; 06/30/2023 the approximate number of hours/month you devote to the other business; 6-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Creating, publishing, promoting serial progression fantasy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-25 |
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