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Nolan Ginsberg

Ameriprise Financial Services, LLC

Mercer Island, WA

Bacliff, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-16
WA RA APPROVED 2023-10-16
  • TX RA
    APPROVED
    Since 2023-10-16
  • WA RA
    APPROVED
    Since 2023-10-16

Branch Locations

2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States

Bacliff, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Oak Financial Group Angleton TX 08/2013 04/2023
Sagepoint Financial Angleton TX 12/2013 09/2021
Arkadios Capital Atlanta GA 10/2021 04/2023
Arkadios Wealth Advisors Atlanta GA 10/2021 04/2023
Allstate Insurance Company Houston TX 04/2023 09/2023
Ameriprise Financial Services, Llc Mercer Island WA 09/2023 Present
  • 08/2013 → 04/2023
    The Oak Financial Group
    Angleton, TX
  • 12/2013 → 09/2021
    Sagepoint Financial
    Angleton, TX
  • 10/2021 → 04/2023
    Arkadios Capital
    Atlanta, GA
  • 10/2021 → 04/2023
    Arkadios Wealth Advisors
    Atlanta, GA
  • 04/2023 → 09/2023
    Allstate Insurance Company
    Houston, TX
  • 09/2023 → Present
    Ameriprise Financial Services, Llc
    Mercer Island, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-25
  • S66 Uniform Combined State Law Examination
    2013-09-25
Other Names
  • Nolan W Ginsberg

View on SEC IAPD

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Other Offices

DLK INVESTMENT ADVISORS, LLC · MERCER ISLAND, WA
ACT SECURITIES, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
LPL ENTERPRISE, LLC · MERCER ISLAND, WA
THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
PURE FINANCIAL ADVISORS, LLC · Mercer Island, WA
MUTUAL ADVISORS, LLC · Mercer Island, WA
MEGG INVESTMENT, LLC · MERCER ISLAND, WA

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