Ryan Timothy Cummings

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 01/2021
  The Ayco Company, L.P./Mercer Allied
  Albany, NY
• 01/2021 → 04/2023
  Goldman Sachs & Co. Llc
  Cohoes, NY
• 04/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-10-22 → 2023-05-09
  Goldman Sachs Wealth Services, L.P.
  Albany, NY
  Cohoes, NY

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING.04/18/2023 2. LAH LICENSE, 87 Williman Sett st, South Hadley MA 01075, United States, 04/17/2023, Producer, Insurance/Benefits/Human Resources, NIR, 0 HR/MO - 0 HR/MO TRADING 3. PRIVATE FINANCIAL DESIGN, 87 Willimansett St, South Hadley MA 01075, United States, 04/01/2022, W2 Employee, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2016-10-31

Designations

• Certified Financial Planner