Sean Michael Pettengill

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-06-16
MA	RA	APPROVED	2014-12-08

TX RA
APPROVED_RES

Since 2025-06-16
MA RA
APPROVED

Since 2014-12-08

Branch Locations

10 Federal St. Ste. 410, Salem, MA 01970 • United States

460 Newton Street, South Hadley, MA 01075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	09/2014	Present

09/2014 → Present

Cambridge Investment Research, Inc

Fairfield, IA

Other Businesses

1.PETTENGILL FINANCIAL SERVICES LLC, 460 NEWTON ST, SOUTH HADLEY, MA, 9/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 5/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-10
S63	Uniform Securities Agent State Law Examination	2013-11-21

S65 Uniform Investment Adviser Law Examination

2014-11-10
S63 Uniform Securities Agent State Law Examination

2013-11-21