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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-02 |
| CT | RA | APPROVED | 2026-03-25 |
Branch Locations
1 Mercantile St Ste 530, Worcester, MA 01608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | 03/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2022 | 01/2025 |
| Enterprise Holdings Inc | Windsor Locks | CT | 05/2018 | 05/2019 |
| Enterprise Holdings Inc | Windsor Locks | CT | 05/2019 | 10/2020 |
| Enterprise Holdings Inc | Windsor Locks | CT | 10/2020 | 06/2022 |
| Enterprise Holdings Inc | Windsor Locks | CT | 06/2022 | 11/2022 |
| Great American Donut | Hartford | CT | 06/2013 | 05/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | 03/2026 |
| Lpl Financial, Llc | Worcester | MA | 03/2026 | Present |
1. 03/2026 - North Pointe Wealth Management - DBA for LPL Business (entity for LPL business)- Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date:3/27/2026 2. 03/2026 -ABM Enterprises LLC - Real Estate Rental - Inv Related - 10 Hour(s)/Month - 2 Hour(s) During Trading - Windsor Locks CT 06096 - OBA Start Date: 08/27/2021 3. 03/2026 - Andrew Bermani-McCann - Non-Variable Insurance - Inv Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - Windsor Locks CT 06096 - OBA Start Date: 12/01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-25 |
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